What is the role of the SEC and other regulatory agencies in determining the behavior of the firm and its management

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    Professor gave
    http://www.jdsupra.com/legal news/preparing-for-the-2021-public-company-91692/
    As an option source

    Course is corporate government and ethics

    The exact directions say: What is the role of the SEC and other regulatory agencies in determining the behavior of the firm and its management

    Not listed in directions but may include information on the SEC mandated code of ethics

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